Our Role Within the Regulated Investment Process
J. Knobel Investor Services Limited operates as a CySEC‑registered tied agent, acting exclusively on behalf of Mega Equity Securities and Financial Services Public Ltd, a licensed Cyprus Investment Firm.
Our role is to support clients throughout the regulated investment process, explain how regulated investment services work, and act as the primary point of contact, while the licensed investment firm remains fully responsible for the provision of the investment service.
Services We Are Permitted to Provide as a Tied Agent
Under applicable ESMA and CySEC regulation, and in accordance with our registration in the CySEC Tied Agents Public Register, J. Knobel Investor Services Limited is authorised to perform only the following investment services susceptible to representation, on behalf of our principal:
Investment Advice
We may provide investment advice on behalf of the licensed investment firm, based on information provided by the client and within the scope of the principal’s authorization. Any such advice is given within a regulated framework and remains the responsibility of the principal.
Reception and Transmission of Orders
We may receive and transmit client orders in relation to financial instruments to the licensed investment firm for execution. We do not execute transactions ourselves and do not act in our own name.
Supporting Activities Related to These Services
In order to support the above authorized services, we may also, on behalf of the principal:
- Collect and transmit client information required for regulatory purposes, including suitability and appropriateness assessments
- Assist with the completion of information required for account opening with the licensed investment firm
- Provide explanations of the investment process, products, and associated risks
These activities are preparatory and representative in nature and do not constitute independent investment services.
Principal Responsibility
For the avoidance of doubt, all regulated investment services are provided by Mega Equity Securities and Financial Services Public Ltd.
The principal is responsible for:
- Account opening and contractual arrangements
- Transaction execution
- Safekeeping and administration of financial instruments
- Regulatory reporting and ongoing supervision
Transparency and Client Protection
This structure is designed to ensure:
- Clear allocation of responsibility
- Regulatory oversight and investor protection
- Transparency in how investment services are delivered
- Consistency with European regulatory standards
Clients are encouraged to review our Regulatory Status, Risk Disclosure, and Complaints Handling pages for further information.